An individual who acts as an intermediary between a buyer and seller, usually charging a commission to execute trades. Brokers are required to seek the best execution of trades they make for clients, and if they recommend investments to clients, those investments must be suitable for the client.
Thinking About Investing In The Latest Hot Stock?
Read our investor alert on the significant risks of short-term trading based on social media.
Know the Risks of Day Trading
Read this Director’s Take article to understand the risks of engaging in this type of speculative investing.
Investing Quiz – May 2021
Test your knowledge on common investing terms and strategies and current investing topics.