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U.S. Securities and Exchange Commission

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Submit Questions and Complaints

If you have a problem with your investments, investment account, or a financial professional, use our investor complaint form to provide us your information.​

To ask a question or request information, use the investor question form.

Featured Content

Thinking About Investing in the Latest Hot Stock?

Read our investor alert on the significant risks of short-term trading based on social media.

What’s A SPAC?

Have you heard the term SPAC (Special Purpose Acquisition Company) referred to in financial or other news?  Learn more about SPACs in our Investor Bulletin

Know the risks of day trading

Read this Director’s Take article to understand the risks of engaging in this type of speculative investing. 

What’s an Ex-Dividend Date?

This video can help you determine when you are entitled to stock and cash dividends.

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