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Submit Questions and Complaints

If you have a problem with your investments, investment account, or a financial professional, use our investor complaint form to provide us your information.​

To ask a question or request information, use the investor question form.

Featured Content

Top 10 New Year’s Investing Resolutions

Consider including some investing resolutions as part of your plan for 2023!

Would you invest in HoweyTrade?

Watch our mock video to see what real scams can look like.

Crypto Assets

See our spotlight page to expand your knowledge and understand the risks of investing in crypto assets.

Investing Quiz – January 2023

Test your knowledge of Ponzi schemes, CUSIP numbers, “blue sky” laws, and more! 

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