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U.S. Securities and Exchange Commission

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  • Introduction to Investing
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Submit Questions and Complaints

If you have a problem with your investments, investment account, or a financial professional, use our investor complaint form to provide us your information.​

To ask a question or request information, use the investor question form.

Featured Content

Investing Quiz - November 2025

Test your knowledge of investing terms like asset allocation, diversification, and more in our monthly quiz!  

Is It Time to Rebalance Your Portfolio?

Stay on track to meet your investing goals. Learn about considerations when reviewing and rebalancing your portfolio.  

Understanding Investment Fees and Expenses

Learn how the fees and expenses you pay for investment services and products can impact the value of your portfolio. 

What Are Ex-Dividend Dates?

An ex-dividend date is the cutoff date that determines whether you are owed a dividend. Learn more in our glossary.  

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