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Submit Questions and Complaints

Ask a question or report a problem concerning your investments, your investment account or a financial professional.

Director’s Take:  Thinking of Day Trading? Know the Risks.

Director of Education and Advocacy Lori Schock explains the risks of engaging in this type of speculative investing

Guidance

Red Flags of Fraud

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What You Can Do To Avoid Investment Fraud

Researchers have found that investment fraudsters hit their targets with an array of persuasion techniques that are tailored to the victim's psychological profile. Protect your investments by watching out for these red flags:

  1. It sounds too good to be true 
  2. "Guaranteed returns" (they don't exist)
  3. The "halo" effect, which makes con artists seem likable or trustworthy
  4. "Everyone is buying it" pitches
  5. Pressure to send money right now
  6. Small favors (free lunch or workshop)

Financial Planning Tools

Required Minimum Distribution Calculator

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Find out how much you are required to withdraw from your retirement fund at various ages.

Compound Interest Calculator

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See how your invested money can grow through the power of compound interest