Protect Your Investments

How can I avoid investment fraud?

Where can I go for help?

If you have a question or concern about an investment, or you think you have encountered fraud, contact the organizations below or your state securities regulator.

U.S. Securities and Exchange Commission (SEC)

Office of Investor Education and Advocacy

Financial Industry Regulatory Authority (FINRA)

FINRA Complaints and Tips

North American Securities Administrators Associations (NASAA)