On June 5, 2019, the Commission adopted a new rule to require registered investment advisers and registered broker-dealers to provide a brief relationship summary – Form CRS – to retail investors. New Form CRS will include a link to Investor.gov/CRS.
This page will provide information specifically tailored to educate retail investors about financial professionals. It will include:
- search tools to research firms and financial professionals;
- information about brokers and advisers; and
- information about brokers’ and advisers’ different services and fees.
All registered advisers and registered brokers will be required to have a Form CRS by June 30, 2020. Please visit Investor.gov for more information about any of your investing questions.