The SEC is the primary overseer of the U.S. securities markets while foreign regulators oversee securities markets in other jurisdictions. The SEC and most foreign securities regulators are members of International Organization of Securities Commissions (IOSCO), which develops, implements and promotes adherence to internationally recognized standards for securities regulation.
World Investor Week - Investing Quiz (October 2021)
Test your knowledge on common investing terms and strategies and current investing topics.
U.S.-Listed Companies Operating Chinese Businesses Through a VIE Structure
Learn about investing risks in certain companies that provide exposure to China-based businesses.
Taking Stock in Teen Trading
Read our latest Director’s Take article which discusses teen trading accounts, social media influence, apps, and more!