The .gov means it’s official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you’re on a federal government site.
The site is secure.
The
https://
ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.
The SEC receives many types of complaints from individual investors, including complaints against brokers, brokerage firms, investment advisers, transfer agents, mutual funds, and other market participants.
You can submit an investor complaint form to OIEA to report problems with investments, an investment account, or a financial professional.
