The federal securities laws require certain individuals (such as officers, directors, and those that hold more than 10% of any class of a company’s securities, together we’ll call, “insiders”) to report purchases, sales, and holdings of their company’s securities by filing Forms 3, 4, and 5.
Thinking About Investing in the Latest Hot Stock?
Read our investor alert on the significant risks of short-term trading based on social media.
What’s A SPAC?
Have you heard the term SPAC (Special Purpose Acquisition Company) referred to in financial or other news? Learn more about SPACs in our Investor Bulletin
Know the risks of day trading
Read this Director’s Take article to understand the risks of engaging in this type of speculative investing.