In addition to the federal securities laws, every state has its own set of securities laws—commonly referred to as "Blue Sky Laws"—that are designed to protect investors against fraudulent sales practices and activities. While these laws do vary from state to state, most state laws typically require companies making offerings of securities to register their offerings before they can be sold in a particular state, unless a specific state exemption is available. The laws also license brokerage firms, their brokers, and investment adviser representatives.
Investing Quiz – July 2021
Test your knowledge on common investing terms and strategies and current investing topics.
What is ESG?
Did you know that ESG stands for environmental, social, and governance? Read more about ESG investing in our glossary.
Protecting Your Online Accounts
Read our investor bulletin for tips on how to safeguard your personal financial information and protect your online investment accounts.