Under the federal securities laws, a company that offers or sells its securities must register the securities with the SEC or find an exemption from the registration requirements. The federal securities laws provide companies with a number of exemptions. For some of the exemptions, such as Rule 506 of Regulation D, a company may sell its securities to what are known as accredited investors. The term accredited investor is defined in Rule 501 of Regulation D.
Artificial Intelligence (AI) and Investment Fraud
Read our Investor Alert to learn how bad actors are using AI to lure victims into scams and what you can do to keep your money safe from these frauds.
Invest for Your Future
Learn how to use a vision board to motivate yourself to save and invest for your financial goals.
What Are Bonds?
A bond is a debt security, like an IOU. Learn about the benefits and risks of investing in bonds or bond funds.