Under the federal securities laws, a company that offers or sells its securities must register the securities with the SEC or find an exemption from the registration requirements. The federal securities laws provide companies with a number of exemptions. For some of the exemptions, such as Rule 506 of Regulation D, a company may sell its securities to what are known as accredited investors. The term accredited investor is defined in Rule 501 of Regulation D.
Investing Quiz – December
Test your investing IQ on SPACs, market indices, ex-dividend dates, and more!
Veterans: Protect Yourself From Investment Fraud
Read our Director’s Take article to stay clear of con artists and their investment scams, and how to invest wisely.
Funds Trading in Bitcoin Futures
Read our Investor Bulletin if you are considering a fund with exposure to the Bitcoin futures market.