Regulation A – Updated Investor Bulletin

Apr 14, 2021
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about Regulation A. Regulation A is an exemption from registration under the Securities Act that allows companies to raise money from the public in securities offerings of up to $50 million.
CategoryCorporation Finance

Broadly Advertised Investments – Investor Alert

Jul 14, 2020
The SEC’s Office of Investor Education and Advocacy (OIEA) and the Division of Enforcement’s Retail Strategy Task Force urge investors to be mindful when investing in offerings that are broadly advertised.
CategoryCorporation Finance

Initial Exchange Offerings (IEOs) – Investor Alert

Jan 14, 2020
The SEC’s Office of Investor Education and Advocacy is issuing this alert to urge investors to use caution before investing in so-called “initial exchange offerings” through online trading platforms.
CategoryCorporation Finance

Investor Alert: Marijuana-Related Investments

May 16, 2014
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to warn investors about potential risks involving investments in marijuana-related companies.
CategoryCorporation Finance

What Are Corporate Bonds?

Jun 4, 2013
The SEC's Office of Investor Education and Advocacy is issuing this Investor Bulletin to offer basic information about corporate bonds.
CategoryCorporation Finance

Reverse Mergers

Jun 9, 2011
Many private companies, including some whose operations are located in foreign countries, seek to access the U.S. capital markets by merging with existing public companies. These transactions are commonly referred to as “reverse mergers” or “reverse takeovers (RTOs).”
CategoryCorporation Finance