A registered owner or record holder holds stocks directly with the company, rather than in "street name." Registration Statement -- By law, public companies in the U.S. must disclose important financial information before they issue securities for sale to the public. This report, known as a registration statement, is filed with the SEC.
Investing Quiz – July 2021
Test your knowledge on common investing terms and strategies and current investing topics.
What is ESG?
Did you know that ESG stands for environmental, social, and governance? Read more about ESG investing in our glossary.
Protecting Your Online Accounts
Read our investor bulletin for tips on how to safeguard your personal financial information and protect your online investment accounts.