World Investor Week 2021

World Investor Week is a global campaign promoted by the International Organization of Securities Commissions (IOSCO) to raise awareness about the importance of investor education and protection. During October 4-10, 2021, the Securities and Exchange Commission (national coordinator), Commodity Futures Trading Commission, Financial Industry Regulatory Authority, National Futures Association, North American Securities Administrators Association and supporters are working together with interested government agencies, localities, and organizations to promote World Investor Week 2021 (WIW 2021) and its goals in the United States.

You can test your investing knowledge with our new quiz focused on the key messages and themes from WIW 2021. 

For information about participating in WIW 2021 events and activities, review the information below or contact us at


Term of the Day: Microcap Stock

A microcap stock refers to stock of a smaller company with a market capitalization between 50 and 300 million dollars. Often called “penny stocks," microcap stocks tend to carry more risk for both volatility and manipulation due to limited publicly-available information.

Outreach Events – Monday, 10/4 (on or before)

What Does the SEC Do, and How Can it Help Me Invest Wisely and Avoid Fraud?, Osher Lifelong Learning Institute at UNLV, Las Vegas, Nevada (10 am PT) (September 7, 2021)


Term of the Day: Day Trading

Day trading is the rapid buying and selling of stocks in the same day with the hope of making a quick profit. It’s a short-term investment strategy that can be extremely time-consuming, expensive, and risky.

Outreach Events – Tuesday, 10/5

Saving and Investing for Students, University of Miami School of Business, Coral Gables, Florida (6-7 pm)


Term of the Day: ESG Investing

 “ESG” stands for environmental, social, and governance. ESG investing is a way of investing in companies based on their commitment to one or more ESG factors. It is often also called sustainable investing, socially responsible investing, and impact investing.

Outreach Events – Wednesday, 10/6

Investing for Older Americans/Protect Yourself from Investment Scams, Osher Lifelong Learning Institute, University of Miami, Coral Gables, Florida (Noon-1 pm)  


Term of the Day: Fractional Shares

A fractional share is when you own less than one full share of a stock or other security. Fractional shares are a way to invest for investors who do not have enough money to purchase a full share of a particular stock.

Outreach Events – Thursday, 10/7

  • SEC Regulatory Overview focusing on accounting, Beta Alpha Psi Accounting Group at the University of Louisiana, Monroe, Louisiana (6-7 pm)
  • Personal Finance for Students, Burlington Township High School, Burlington, New Jersey (8:00 am and 10:30 am)


Term of the Day: Margin Account

A margin account is a type of brokerage account in which the broker-dealer lends the investor cash, using the account as collateral, to purchase securities. Margin increases investors’ purchasing power, but also exposes investors to the potential for larger losses.

▶︎ Outreach Events – Friday, 10/8



Term of the Day: SPAC

“SPAC” stands for special purpose acquisition company—what are also commonly referred to as blank check companies. SPACs have become a popular vehicle for various transactions, including transitioning a company from a private company to a publicly traded company.

Outreach Events – Saturday, 10/9

Upper Dublin Township Building /State Representatives Nancy Guenst and Ben Sanchez Senior Fair (in person), Fort Washington State: Pennsylvania (1:00 pm and 4:00 pm)


Term of the Day: Index Funds

An index fund is a type of mutual fund or ETF that seeks to track the returns of a market index. A market index measures the performance of a “basket” of securities (like stocks or bonds), which is meant to represent a sector of a stock market, or of an economy.

Index funds can be a low-cost, tax-efficient and diversified way to invest in securities.  

Outreach Events – Sunday, 10/10 (on or after)

  • Concord Township 2021 Senior Citizen Expo (in person), Brandywine Youth Club Gymnasium /Concord Township, Glen Mills, Pennsylvania (9:00 am – noon) (October 14, 2021)