Mar 7, 2025
… person who directly or indirectly shares voting power or investment power (the power to sell the security). When a …
Feb 20, 2025
… Some investment scams target members of identifiable groups, such … structure of many groups, outsiders may not know about the investment scam. Victims may try to work things out within … used to pay earlier investors, making it appear as if the investment is successful and legitimate. Never let down your …
Feb 18, 2025
… more than the return you’re likely to receive from an investment. One strategy is to pay off the highest interest … the unexpected. Begin Making Regular Contributions to an Investment Money in the bank is useful to pay bills and serve … and long-term financial goals, and set up savings or investment accounts to align with those goals. Choose …
Feb 6, 2025
… A Ponzi scheme is an investment fraud that pays existing investors with funds … warning signs: High returns with little or no risk. Every investment carries some degree of risk, and investment … more risk. Be highly suspicious of any “guaranteed” investment opportunity. Overly consistent returns. …
Feb 6, 2025
… complaints — and to bring enforcement actions — involving investment scams that purport to offer investors the … level. Fraudsters may use pre-IPO offerings to conduct investment scams. Common red flags in pre-IPO investment scams include unregistered investment …
Feb 6, 2025
… complex, sophisticated and official-sounding terms. The investment may be described as debentures, standby letters of … bank guarantees, an offshore trading program, a high-yield investment program, or some variation. To reassure investors, … tip-off. Prime Bank scheme promoters frequently claim that investment opportunities of this type are by invitation only …
Feb 6, 2025
… must be properly licensed to sell securities. Check your investment professional’s registration status using our free …
Feb 6, 2025
… Investment fraud comes in many forms. Whether you are a … fraud. Advance Fee Fraud Binary Options Fraud High Yield Investment Programs Impersonation Schemes Internet and Social Media Fraud Investment Scams Targeting Groups Microcap Fraud Ponzi Scheme …
Jan 14, 2025
… Advocacy (OIEA) urges investors to be on the lookout for investment scams related to natural disasters, including the … hurricanes, floods, and oil spills, to lure victims into investment scams. These frauds may directly target … money from insurance companies or other sources. These investment frauds can take many forms. For example, …
Dec 20, 2024
… Education and Assistance to help you make better informed investment decisions and avoid common scams in 2025. 1. Avoid Relationship Investment Scams An increasingly common scam is the relationship investment scam, in which fraudsters develop a relationship …