Investor Bulletin: Performance Claims
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about investment performance claims. If you are in the market for an investment, you will likely come across sales and marketing materials that describe an investment’s performance. You should know that performance information can be presented in many different ways. Before making a decision, always make sure you understand how any performance claim is calculated and presented – and whether or not the claim is reliable and applies to your particular circumstances. Here are a few things to consider.
Stop, Stop-Limit, and Trailing Stop Orders – Investor Bulletin
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help educate investors about the difference between using “stop,” “stop limit” and “trailing stop” orders to buy and sell stocks.
Making Sense of Financial Professional Designations: Investor Bulletin
The Securities and Exchange Commission’s (SEC) Office of Investor Education and Assistance, the North American Securities Administrators Association (NASAA), and the Financial Industry Regulatory Authority (FINRA) are issuing this Investor Bulletin to help investors better understand the designations financial professionals use.
Opening an Options Account – Investor Bulletin
An Introduction to Options – Investor Bulletin
The SEC’s Office of Investor Education and Assistance is issuing this Investor Bulletin to help educate investors about the basics, including some of the potential risks, of options trading. Options trading may occur in a variety of securities marketplaces and may involve a wide range of financial products. This bulletin focuses on the basics of trading listed stock options.