Nov 12, 2014
… Alert to help investors be better aware of fraudulent investment schemes that may involve social media. U.S. retail … stocks, background information on a broker-dealer or investment adviser, guidance on an overall investing … to use caution when using social media and considering an investment. What You Can Do To Protect Yourself - Tips to …
Sep 30, 2025
… government agencies or employees, or legitimate investment professionals, visit our Impersonation Schemes … (IC3) | Fraudsters Target US Stock Investors through Investment Clubs Accessed on Social Media and Messaging … or report a problem concerning your investment, your investment account or a financial professional. Visit …
Sep 24, 2025
… BDCs are a type of closed-end investment fund . They are a way for retail investors to … exchanges. BDCs are not registered with the SEC as investment companies. However, BDCs are subject to many protective provisions of the Investment Company Act, such as governance requirements, …
Sep 24, 2025
… A closed-end fund is one of three main types of investment companies that the Securities and Exchange Commission regulates. The two other main types of investment companies are open-end funds (including mutual … funds and most exchange-traded funds or ETFs ) and unit investment trusts (UITs). There are several types of …
Sep 23, 2025
… warns investors about the devastating impact relationship investment scams can have on their financial future. It … from unknown senders, and to be wary of unsolicited investment opportunities no matter how much you trust the … Investor.gov/relationshipscams , about how relationship investment scams work, what investors should look out for, …
Sep 23, 2025
… elements of ESG investing into their portfolios. If the investment is a mutual fund or ETF, you can learn more about …
Sep 19, 2025
… and willingness to lose some or all of your original investment in exchange for potentially greater returns. What … of companies, providing a lot of diversification for one investment. A mutual fund won’t necessarily provide … pay additional fees and expenses, which will lower your investment returns. So you’ll need to consider these costs …
Sep 18, 2025
… or aggregate information from social media sources to make investment decisions or attempt to predict changes in the … use a variety of sources to gather information to make investment decisions. These sources can include analyst … started using a new source of information to help make investment decisions – “social sentiment” investing tools …
Sep 17, 2025
… An investment adviser is a firm or person that, for compensation, engages in the business of providing investment advice to others about the value of or about … funds, exchange traded funds (ETFs), and certain other investment product. and/or in issuing reports or analyses …
Sep 16, 2025
… A closed-end fund, legally known as a closed-end investment company, is one of three basic types of investment companies . A closed-end fund invests the money it … a greater percentage of less liquid securities in their investment portfolios than mutual funds and ETFs. Closed-end …