Nov 12, 2014
… Alert to help investors be better aware of fraudulent investment schemes that may involve social media. U.S. retail … stocks, background information on a broker-dealer or investment adviser, guidance on an overall investing … to use caution when using social media and considering an investment. What You Can Do To Protect Yourself - Tips to …
Jun 16, 2025
… for money to invest in a supposedly “once-in-a-lifetime” investment opportunity. If you get an unsolicited phone … probably a scam. Your very first line of defense against investment fraud is to not answer phone calls or open any … these immediate actions is your best protection against investment fraud. Unsolicited Phone Calls Our first …
Jun 16, 2025
… it is important to be aware of the warning signs of investment fraud. Be on the lookout for any sudden financial …
Jun 16, 2025
… the SEC’s Office of Investor Education and Advocacy Which investment professional is best for you? Sorry I can’t answer … you make your decision. Whether working with a broker or investment adviser, it’s most important for you to understand … thing you should do before you invest is to check out any investment professional you’re considering working with by …
Jun 6, 2025
… opportunities for scammers. Here are some red flags of investment fraud to keep an eye out for: Promises of High Investment Returns with Little or No Risk Scammers often … you get rich – with little or no risk. They can make an investment scam seem appealing with fancy websites, videos, …
Jun 6, 2025
… In a relationship investment scam, scammers reach out online or through text … you to put money into phony investment. Relationship investment scams are called various names, including romance scams, crypto/cryptocurrency investment scams, financial grooming scams, and “pig …
Jun 6, 2025
… funds that hold non-traditional investment or use complex investment and trading strategies. Investors considering alt … should be aware of their unique characteristics and risks. Investment Objectives: Alternative mutual funds include a wide range of investment objectives designed to meet various investment …
Jun 6, 2025
… level of risk. How do funds invest in leveraged loans? Investment funds (such as mutual funds and exchange-traded … leveraged loans in their portfolios depending on their investment strategy. Some funds may make a small investment in leveraged loans as part of a diverse portfolio, …
Jun 6, 2025
… investing may help U.S. investors to spread their investment risk among foreign companies and markets in … than investing in U.S. companies. Working with a broker or investment adviser. If investors are working with a broker or investment adviser, they should make sure the investment …
Jun 6, 2025
… fund or hedge fund , a private equity fund is a pooled investment vehicle where the adviser pools together the money … however, private equity firms often focus on long-term investment opportunities in assets that take time to sell with an investment time horizon typically of 10 or more years. A …