Jan 7, 2016
… with little or no risk are classic warning signs of fraud. Every investment carries some degree of risk and the … scams. For additional information on ways to avoid fraud through social media, please read our bulletin on … to pay substantial surrender fees. Be alert to affinity fraud. Affinity fraud target members of identifiable …
Nov 5, 2015
… The SEC has charged individuals for committing securities fraud through the use of social media. In a recent … law enforcement was investigating a technology company for fraud, and that a biopharmaceutical company had tainted drug … investing if you spot any of these red flags of investment fraud: Limited history of posts . Fraud can set up new …
Oct 9, 2015
… flooding in and around South Carolina, about investment fraud. Hurricanes, floods, oil spills, and other disasters … and Ask Questions One of the best ways to avoid investment fraud is to ask questions. Be skeptical if you are approached … high profits, with little or no risk, are classic signs of fraud. Our short publication called Ask Questions …
Sep 23, 2015
… as a point of comparison. Ponzi schemes – an investment fraud that involves the payment of purported investment … watch out for these potential warning signs of investment fraud: Promises of high investment returns . Be highly … Investor Alert: Social Media and Investing – Avoiding Fraud Investor Alert: Investment Newsletters Used as Tools …
Aug 31, 2015
… the person is not registered, it could be a red flag for fraud. You can find out if someone is registered and obtain …
Aug 20, 2015
… markets and to warn them about potential scams and fraud. The office also responds to various securities-related …
Aug 5, 2015
… wary. For additional tips on investing wisely and avoiding fraud, please visit the following web pages on the SEC’s … Warns of Government Impersonators (April 2010) Advance Fee Fraud Schemes PAUSE List of Fictitious Governmental Agencies …
Jul 29, 2015
… Investor Alert: Investment Newsletters Used as Tools for Fraud . Online Advertisements: Fraud may purchase pop-up … promotions if there are any warning signs of microcap fraud including: The SEC suspended public trading of the … investment, be aware of these red flags of investment fraud: Aggressive stock promotion. Exercise extreme caution …
Jun 17, 2015
… regulatory regime for security-based swaps. The anti- fraud provisions of the federal securities laws apply to all …
Jun 1, 2015
… they may also become more vulnerable to investment fraud and other forms of financial abuse. Preparing for Your … advantage of you, or that you’ve been the victim of a fraud, speak up . Sadly, sometimes even financial …