Jul 18, 2019
… Professional Before Investing . Many cases of investment fraud involve so-called “professionals” who are not properly … assistance line at 800-732-0330. 7. Be On the Lookout for Fraud . Any offer or sale of securities must either be … If you see something that might be an investment fraud, submit a tip, complaint or referral at www.sec.gov/tcr …
Jul 15, 2019
… leaders may not realize the “investment” is actually a fraud, which means they too may be victims. Don’t Fall For it … with similar interests. Those are common places for fraud. Don’t fall for investments promising spectacular … returns, without risk, are classic warning signs of fraud. Don’t trust an investment offer if you can’t get it in …
May 29, 2019
… unregistered persons commit much of the investment fraud in the United States. The individual’s qualifications, …
Apr 24, 2019
… assets. These websites often contain “red flags” of fraud including claims of high guaranteed returns and … from the investment. This is an example of an advance fee fraud scam , where investors are asked to pay a bogus fee in … Kelvin Usifoh, on one count of conspiracy to commit wire fraud, eleven counts of wire fraud, and one count of …
Feb 21, 2019
… an intermediary, you’ll need to take extra steps to avoid fraud. These additional tips can help you evaluate a brokered … company he or she works for has a history of complaints or fraud. Many deposit brokers are affiliated with investment …
Feb 12, 2019
… with little or no risk are classic warning signs of fraud. Every investment carries some degree of risk, and the … of scams. For additional information on ways to avoid fraud through social media, please read our bulletin on … out for guaranteed high returns. Be alert to affinity fraud and celebrity endorsements. Be careful when using …
Nov 29, 2018
… and Ask Questions One of the best ways to avoid investment fraud is to ask questions. Be skeptical if you are … profits with little or no risk are classic signs of fraud . Take a close look at your entire financial situation … Before You Invest a Dime SEC Investor Alert: Affinity Fraud Investor.gov Protect Your Investments Page Saving and …
Oct 29, 2018
… and Ask Questions One of the best ways to avoid investment fraud is to ask questions. Be skeptical if you are … profits with little or no risk are classic signs of fraud . Things to Consider Take a close look at your entire … before You Invest a Dime . SEC Investor Alert: Affinity Fraud . Ponzi Schemes: Frequently Asked Questions . Saving …
Oct 11, 2018
… Alert: Beware of Government Impersonators Targeting Fraud Victims (June 2016) Updated Investor Alert: SEC Warns … the SEC Seal (April 2015) Report a possible securities fraud. Visit Investor.gov , the SEC’s website for individual …
Oct 1, 2018
… Financial Professional’s Background Much of the investment fraud we see today is committed by people who claim to be … investing and saving, the better. Understand the Risks and Fraud Potential of Initial Coin Offerings Investing in 2018 … an investment is not typical and may be a red flag for fraud . You should understand that most licensed and …