Search

• Check if your spelling is correct.
• Remove quotes around phrases to match each word individually: "asset management" will match less than asset management.
• Consider loosening your query with OR: asset management will match less than asset OR management.

Additional SEC resources (to search for information that is not available on Investor.gov)

• Investment Adviser Public Disclosure database — for checking the background of an investment professional or firm.
• EDGAR database — for researching a public company or looking for a particular SEC filing, such as a Form 10-K, Form 10-Q, or Form 8–K.
• Comprehensive search page — for SEC public statements, proposed and final rules, enforcement actions, additional educational materials, and other documents.