Recent Alerts and Bulletins
Get Help
Beware of Communications Falsely Appearing to Come from the SEC
If you have been contacted by the SEC, confirm that the communication is authentic by contacting SEC staff directly.
Submit Questions and Complaints
Ask a question or report a problem concerning your investments, your investment account or a financial professional.
Red Flags of Fraud
Learning how scams work can help you protect your money. Be wary of investment opportunities that you didn’t seek out. Watch out for these red flags:
- Promises of high investment returns with little or no risk
- Pressure to act now
- Fear of missing out or FOMO
- Fake testimonials
- Celebrity endorsements
- Suspicious payment methods
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