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Enforcement

Investor Alert: Beware of False or Exaggerated Credentials

The SEC’s Office of Investor Education and Advocacy (OIEA) is issuing this Investor Alert to warn investors that fraudsters may misrepresent their backgrounds and experience to lure investors into investment schemes. Before investing, investors should verify that any person who tries to sell them an investment product or service is properly licensed or registered and should not make investment decisions based solely on assertions regarding the person’s credentials or professional experience, including claims found on the Internet or in traditional media sources.

Boletín del Inversionista: Proteger sus cuentas de corretaje en línea contra el fraude

La Office of Investor Education and Advocacy de la SEC publica este Boletín del Inversionista para ayudar a los inversionistas a proteger sus cuentas de corretaje en línea ante un posible fraude. Como sucede con todas las cuentas en la red, los inversionistas deben tomar precauciones para ayudar a garantizar que sus cuentas de corretaje en línea estén protegidas. Estos consejos de seguridad en línea pueden ser de utilidad.

Updated Investor Bulletin: Protecting Your Online Investment Accounts from Fraud

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help investors protect their online investment accounts from fraud. As with all web-based accounts, investors should take precautions to help ensure that their online brokerage accounts remain secure. These online security tips can help.

Boletín del inversionista y recomendaciones para el consumidor: Prepararse para situaciones de capacidad disminuida y enfermedades

La Office of Investor Education and Advocacy de la SEC y la Office for Oler Americans de la CFPB publican este boletín para que los inversionistas y los consumidores conozcan sobre el posible impacto de la capacidad disminuida en su habilidad para tomar decisiones financieras, y para animar a los inversionistas y los

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