Nov 25, 2025
… with the information and tools they need to make sound investment decisions. OIEA promotes this mission through two … investors about different permutations of fraud, new investment products, and other topical issues. OIEA’s … thousands of investors who contact the SEC each year with investment-related complaints and questions. Investors seek …
Nov 25, 2025
… or report a problem concerning your investment, your investment account or a financial professional Report a …
Nov 18, 2025
… how to better protect themselves against the latest investment scams. Stay informed. Stay protected. Asset … bonds, and cash. By including asset categories with investment returns that move up and down under different … able to limit your losses and reduce the fluctuations of investment returns without sacrificing too much potential …
Sep 30, 2025
… government agencies or employees, or legitimate investment professionals, visit our Impersonation Schemes … (IC3) | Fraudsters Target US Stock Investors through Investment Clubs Accessed on Social Media and Messaging … or report a problem concerning your investment, your investment account or a financial professional. Visit …
Sep 24, 2025
… BDCs are a type of closed-end investment fund . They are a way for retail investors to … exchanges. BDCs are not registered with the SEC as investment companies. However, BDCs are subject to many protective provisions of the Investment Company Act, such as governance requirements, …
Sep 24, 2025
… A closed-end fund is one of three main types of investment companies that the Securities and Exchange Commission regulates. The two other main types of investment companies are open-end funds (including mutual … funds and most exchange-traded funds or ETFs ) and unit investment trusts (UITs). There are several types of …
Sep 23, 2025
… warns investors about the devastating impact relationship investment scams can have on their financial future. It … from unknown senders, and to be wary of unsolicited investment opportunities no matter how much you trust the … Investor.gov/relationshipscams , about how relationship investment scams work, what investors should look out for, …
Sep 23, 2025
… elements of ESG investing into their portfolios. If the investment is a mutual fund or ETF, you can learn more about …
Sep 18, 2025
… or aggregate information from social media sources to make investment decisions or attempt to predict changes in the … use a variety of sources to gather information to make investment decisions. These sources can include analyst … started using a new source of information to help make investment decisions – “social sentiment” investing tools …
Sep 17, 2025
… An investment adviser is a firm or person that, for compensation, engages in the business of providing investment advice to others about the value of or about … funds, exchange traded funds (ETFs), and certain other investment product. and/or in issuing reports or analyses …