Mar 7, 2025
… person who directly or indirectly shares voting power or investment power (the power to sell the security). When a …
Mar 7, 2025
… fraud. Watch our videos , which feature a fictional online investment program called “HoweyTrade,” to learn how to … a Background Check. Use the SEC’s free Check Out Your Investment Professional search tool at Investor.gov to learn about an investment professional’s background, registration status, …
Feb 27, 2025
… your money goes to take into account factors like your investment goals, risk tolerance, and time until retirement. … retirement more convenient by automatically changing your investment mix and fund allocation over time, based on a …
Feb 20, 2025
… Some investment scams target members of identifiable groups, such … structure of many groups, outsiders may not know about the investment scam. Victims may try to work things out within … used to pay earlier investors, making it appear as if the investment is successful and legitimate. Never let down your …
Feb 18, 2025
… more than the return you’re likely to receive from an investment. One strategy is to pay off the highest interest … the unexpected. Begin Making Regular Contributions to an Investment Money in the bank is useful to pay bills and serve … and long-term financial goals, and set up savings or investment accounts to align with those goals. Choose …
Feb 6, 2025
… A Ponzi scheme is an investment fraud that pays existing investors with funds … warning signs: High returns with little or no risk. Every investment carries some degree of risk, and investment … more risk. Be highly suspicious of any “guaranteed” investment opportunity. Overly consistent returns. …
Feb 6, 2025
… complaints — and to bring enforcement actions — involving investment scams that purport to offer investors the … level. Fraudsters may use pre-IPO offerings to conduct investment scams. Common red flags in pre-IPO investment scams include unregistered investment …
Feb 6, 2025
… complex, sophisticated and official-sounding terms. The investment may be described as debentures, standby letters of … bank guarantees, an offshore trading program, a high-yield investment program, or some variation. To reassure investors, … tip-off. Prime Bank scheme promoters frequently claim that investment opportunities of this type are by invitation only …
Feb 6, 2025
… must be properly licensed to sell securities. Check your investment professional’s registration status using our free …
Feb 6, 2025
… lose their money. Additional Information Investor Alert: Investment Newsletters Used as Tools for Fraud Investor …