May 10, 2017
… “robo-adviser” generally refers to an automated digital investment advisory program. In most cases, the robo-adviser … collects information regarding your financial goals, investment horizon, income and other assets , and risk … Based on that information, it creates and manages an investment portfolio for you. Robo-advisers often seek to …
May 9, 2017
… understand these differences in order to make an informed investment decision that is right for you . What are SAFEs? … SAFE gets converted into equity. Is it just your original investment or does the SAFE provide for an amount that offers … venture capital investor, it was more important to get the investment opportunity, and possible future opportunities, …
May 9, 2017
… It can be tricky to tell if a senior has been a victim of investment fraud or to know what to do when it happens. The … and others identify when a senior has been a victim of investment fraud and to explain what APS workers and others … It can be tricky to tell if a senior has been a victim of investment fraud or to know what to do when it happens. The …
Apr 19, 2017
… including complaints against brokers, brokerage firms, investment advisers, transfer agents, mutual funds, and other … form to OIEA to report problems with investment, an investment account, or a financial professional, including … or report a problem concerning your investment, your investment account or a financial professional, contact us …
Apr 10, 2017
… to warn investors that seemingly independent commentary on investment research websites may in fact be part of paid … promotion campaigns. When you read an article on an investment research website, be aware that the article may … schemes also may be conducted through social media , investment newsletters , online advertisements, email , …
Mar 8, 2017
… investor and avoid fraud. 1. CHECK THE BACKGROUND OF YOUR INVESTMENT PROFESSIONAL Investor.gov has a free and simple search tool that allows you to find out if your investment professional is licensed and registered, and if he … toward protecting your money. 2. EDUCATE YOURSELF ABOUT INVESTMENT PRODUCTS Understand common investment products, …
Feb 23, 2017
… growth in availability and popularity of automated digital investment advisory programs (often called “robo-advisers”). … allow individual investors to create and manage their investment accounts through a web portal or mobile … with the potential benefit of lower costs than traditional investment advisory programs. The SEC’s Office of Investor …
Feb 9, 2017
… funds that hold non-traditional investment or use complex investment and trading strategies. Investors considering alt …
Feb 3, 2017
… funds that hold non-traditional investment or use complex investment and trading strategies. Investors considering alt … should be aware of their unique characteristics and risks. Investment Objectives: Alternative mutual funds include a wide range of investment objectives designed to meet various investment …
Jan 9, 2017
… sales of securities that don’t seem consistent with your investment goals and risk tolerance. Excessive Fees – Be … in a customer’s account without considering the customer’s investment goals and primarily to generate commissions that … from outside of the U.S.). Communicating Your Investment Goals to Your Broker. When you open a brokerage …