Jul 14, 2020
… advertised. What’s general solicitation? You may see investment opportunities broadly advertised—or what federal … a seminar or dinner at a nice hotel to introduce you to an investment opportunity. You may receive a general … contact . Investors should remain vigilant even when an investment opportunity is broadly promoted. In SEC v. A …
Jun 17, 2020
… Here are questions that you can use when interviewing an investment professional. You can also use the conversation … summary. It’s important that you understand an investment, including its risks, before you buy it. If you are not getting that information from your broker or investment adviser, push for it, and if you don’t get it, …
Jun 3, 2020
… at IRS.gov . What You Can Do: Make Sure the Promoter or Investment Professional is Licensed and Look Out for … Promotions If you are contacted by a promoter or investment professional who recommends that you withdraw … through their firm or in your own self-directed investment account— be sure to first confirm whether they are …
Jun 2, 2020
… a huge bite out of your returns. Even small differences in investment costs can translate into large differences in … time. This can have an especially big impact when your investment goal is saving for retirement. Save on Autopilot. … save, that’s an immediate 50% return. There is no other investment that will give you that kind of guaranteed return …
Jun 2, 2020
… Government FERS, CSRS, TSP Switching Jobs Understand the investment implications that come with a job change. …
May 20, 2020
… on Investor.gov , which will direct you to the SEC’s Investment Adviser Public Disclosure website ( IAPD website … history. Anyone registered to sell securities or provide investment advice generally must disclose certain customer …
May 14, 2020
… Can you spot the warning signs of investment fraud? Protect your investment by watching out for these red flags: Unlicensed investment professionals Aggressive sellers who may provide … Offers that sound “too good to be true” "Risk-free" investment opportunities Promises of great wealth and …
Apr 10, 2020
… this Alert to educate Main Street investors about current investment frauds, including scams related to the Coronavirus … let your guard down when it comes to spotting fraudulent investment schemes—including those masquerading as charities … system at https://www.sec.gov/tcr . Protect Yourself from Investment Fraud Relating to COVID-19. As you navigate the …
Feb 4, 2020
… is issuing this Investor Alert to warn investors about investment frauds involving claims that a company’s products … stocks may be particularly vulnerable to fraudulent investment schemes, including coronavirus-related scams. … products and services, carefully research the investment and keep in mind that investment scam artists …
Jan 14, 2020
… assessments of the IEOs. Be cautious if considering an investment in an IEO . Claims of new technologies and … investors with the false promise of high returns in a new investment space. As described below, IEOs may be conducted … fraudsters take advantage of the quickly evolving investment space around digital assets, “cryptocurrencies” …