May 20, 2025
… fund and most ETFs. An open-end company is a type of investment company. Learn more . … … Open-End Investment Company …
May 20, 2025
… officers, directors and persons who control the fund; investment advisory and other services; brokerage …
May 20, 2025
… , exchange-traded fund (ETF), closed-end fund , or unit investment trust (UIT) that invests primarily in stocks, … of stocks owned by a stock fund depend upon the fund’s investment objectives, policies, and strategies. Some stock …
May 20, 2025
… Class A shares, Class B shares, etc.). A mutual fund is an investment company that pools money from many investors and … fund invest in the same pool of investment (called the investment portfolio), but typically they have different … and expense structure that is most appropriate for their investment goals (including the time that they expect to …
May 20, 2025
… A mutual fund is an SEC-registered open-end investment company that pools money from many investors. It … as its portfolio, which is managed by an SEC-registered investment adviser. Each mutual fund share represents an … or through a financial intermediary (like a broker or investment adviser). The price investors pay for the mutual …
May 20, 2025
… and invests that money primarily in securities. Each investment company share represents an investor’s part … those investment generate. There are three basic types of investment companies: Open-end investment companies or open-end funds —which sell shares on …
May 20, 2025
… is a mutual fund , exchange-traded fund (ETF), or unit investment trust (UIT). These funds follow a passive investment strategy designed to achieve approximately the … before fees. An index fund will attempt to achieve its investment objective primarily by investing in the securities …
May 20, 2025
… An ETF is an exchange-traded investment product that must register with the SEC as an open-end investment company (or sometimes as a unit investment trust). ETFs are similar to mutual funds . Like …
May 20, 2025
… a prospectus with information about the mutual fund's investment objectives, risks, past performance, and expenses. …
May 20, 2025
… Fund's Past Performance . You can also learn more about investment performance claims by reading Investor Bulletin: …