Apr 14, 2021
… Before investing, you should be fully aware that your investment will involve risk. Following are some general … are speculative and the businesses may fail. Unlike an investment in a mature business where there is a track record … there is no resale restriction, you may need to hold your investment for an indefinite period of time. If the …
Apr 14, 2021
… and you should be aware that you could lose your entire investment. Who is an accredited investor? An accredited … Representative license ( Series 82 ) and the Licensed Investment Adviser Representative ( Series 65 ) are … to evaluate the merits and risks of the prospective investment. How do I calculate my net worth? Generally, to …
Apr 2, 2021
… ETFs are similar to mutual funds. They both are pooled investment vehicles that invest in a variety of investment, … you make your decision. If you want to continue to own the investment after it converts to an ETF: If your mutual fund … of the ETF. At the time of conversion, the value of your investment will not change as a result of the conversion. If …
Mar 17, 2021
… An institutional investment manager that uses the U.S. mail (or other means or … commerce) in the course of its business, and exercises investment discretion over $100 million or more in Section … Exchange Commission (SEC). In general, an institutional investment manager is: (1) an entity that invests in, or buys …
Mar 17, 2021
… Asset Allocation 101 Asset allocation involves dividing an investment portfolio among different asset categories, such … more comfortable taking on a riskier, or more volatile, investment because he or she can wait out slow economic … and willingness to lose some or all of your original investment in exchange for greater potential returns. An …
Mar 17, 2021
… A wide variety of investment products exist to help you achieve your financial goals. Learn more about many investment products in the menu on the left. The main categories of investment products are: Stock Bonds Mutual Funds and ETFs …
Mar 17, 2021
… Form ADV is the uniform form used by investment advisers to register with both the SEC and state … both of which are available to the public on the SEC’s Investment Adviser Public Disclosure (IAPD) website . Part 1 requires information about the investment adviser’s business, ownership, clients, employees, …
Mar 17, 2021
… or fraud. Many deposit brokers are affiliated with investment professionals. You can check out their … of deposit brokers who are not affiliated with an investment firm, start by contacting your state’s consumer …
Mar 17, 2021
… of evaluating the merits and risks of the prospective investment. Companies must decide what information to give to …
Mar 17, 2021
… uncertainty and/or potential financial loss inherent in an investment decision. In general, as investment risks rise, investors seek higher returns to … themselves for taking such risks. Every saving and investment product has different risks and returns. …