Displaying results 231 - 240 of 582
May 20, 2021
… funds? A closed-end fund is one of three main types of  investment companies  that the Securities and Exchange Commission regulates. The two other main types of investment companies are open-end funds (including  mutual … funds  and  exchange-traded funds or ETFs ) and  unit investment trusts  (UITs). There are several types of …
May 20, 2021
… What are BDCs? BDCs are a type of  closed-end investment fund . They are a way for retail investors to … are publicly traded BDCs similar to other SEC-regulated investment funds? In some ways, BDCs are similar to other  investment funds  - like  mutual funds , other closed-end …
May 20, 2021
… limit a shareholder’s ability to liquidate their investment. Investment Opportunities:  Because shareholders can only sell … may need to be sold at a discount. Returns:  As with any investment, you could lose money investing in an interval …
Apr 28, 2021
… usually semi-annually, and the return of the original investment—or principal. The entity responsible for repaying … describing the general obligation bond before making an investment decision. Revenue bonds  are backed by revenues … are actually pledged to back the bonds, before making an investment decision. 2. Non-Recourse Financings Some revenue …
Apr 28, 2021
… overview on asset allocation and diversification in an investment portfolio, with a focus on the role of municipal … Generally Asset allocation and diversification are investment techniques that can help investors reduce risk and … portfolio.   Asset allocation  involves dividing your investment portfolio among different asset categories, such …
Apr 28, 2021
… usually semi-annually, and the return of your original investment, or “principal.” A municipal bond’s maturity date … information about a municipal bond before making an investment decision.  Available information can include: … specify the mark-up, mark-down, commission or fee that an investment professional assesses. Federal laws prohibit the …
Apr 28, 2021
… usually semi-annually, and the return of the original investment, or “principal.” A municipal bond’s maturity date … of the risks of investing in municipal bonds? As with any investment, investing in municipal bonds entails risk. … SEC or a state securities regulator. You can check out an investment adviser on the SEC's Investment Adviser Public …
Apr 28, 2021
… usually semi-annually, and the return of the original investment, or “principal.” A municipal bond’s maturity date … of the risks of investing in municipal bonds? As with any investment, investing in municipal bonds entails risk. … SEC or a state securities regulator. You can check out an investment adviser on the SEC's Investment Adviser Public …
Apr 14, 2021
… Before investing, you should be fully aware that your investment will involve risk.  Following are some general … are speculative and the businesses may fail.  Unlike an investment in a mature business where there is a track record … there is no resale restriction, you may need to hold your investment for an indefinite period of time.   If the …
Apr 14, 2021
… and you should be aware that you could lose your entire investment. Who is an accredited investor? An accredited … Representative license ( Series 82 ) and the Licensed Investment Adviser Representative ( Series 65 ) are … to evaluate the merits and risks of the prospective investment. How do I calculate my net worth? Generally, to …