Sep 12, 2025
… Some common types of corporate bonds include: Investment-grade. These bonds have a higher credit rating, … a lower credit rating, implying higher credit risk, than investment-grade bonds and, therefore, offer higher interest … of the U.S. government, making them a safe and popular investment. Types of U.S. Treasury debt include: Treasury …
Sep 12, 2025
… fund that invests primarily in stocks. Depending on its investment objective and policies, a stock fund may … or mid-cap growth stocks. Stock funds are offered by investment companies and can be purchased directly from them … brokerage costs more, but the higher commissions pay for investment advice based on that firm’s research. Avoiding …
Sep 12, 2025
… with the information and tools they need to make sound investment decisions. OIEA promotes this mission through two … investors about different permutations of fraud, new investment products, and other topical issues. OIEA’s … thousands of investors who contact the SEC each year with investment-related complaints and questions. Investors seek …
Sep 12, 2025
… with the right target date based on his or her particular investment goal. The managers of the fund then make all …
Sep 12, 2025
… with the right target date based on his or her particular investment goal. The managers of the fund then make all …
Sep 11, 2025
… always ask before you commit your hard-earned money to an investment. Question 1: Is the seller licensed? Research … investors check the background of anyone promoting an investment opportunity, even before learning about the … and simple search tool that allows you to find out if an investment professional is licensed and registered, and if …
Sep 11, 2025
… funds (ETFs). They hold a mix of stock, bond, and other investment funds. Target date funds are designed to be … plans. Some 401(k) plans use these funds as the default investment for plan participants who have not selected their …
Sep 4, 2025
… how to better protect themselves against the latest investment scams. Educate yourself on key investing terms … bonds, and cash. By including asset categories with investment returns that move up and down under different … able to limit your losses and reduce the fluctuations of investment returns without sacrificing too much potential …
Sep 3, 2025
… Unlicensed, unregistered persons commit much of the investment fraud in the United States. Always check the … Disclosure (IAPD) website. There you can find out if your investment professional and his/her firm is licensed with the … You can also learn about any disciplinary history the investment professional or his/her firm may have. If …
Aug 29, 2025
… An exempt reporting adviser is an investment adviser that is not registered with the SEC, but … advisers. An exempt reporting adviser can only provide investment advice to private funds, such as hedge funds, … more flexible investment and strategies than registered investment companies, like mutual funds and ETFs, which may …