How to Use the Investment Professional Search Tool on Investor.gov
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to show investors how to use Investor.gov’s free and easy search tool to help you check out brokers and investment advisers. Always research an investment professional—including confirming they are registered and whether they’ve had any disciplinary events—before deciding to work with them.
Leveraged Loan Funds – Investor Bulletin
Updated Investor Bulletin: Indexed Annuities
Investor Bulletin: Questions to Ask when Hiring an Investment Professional
Investor Bulletin: Variable Life Insurance
The SEC's Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about variable life insurance and how it works. This bulletin provides a general description of variable life insurance. The features of each policy may vary by product and by state.
Investor Bulletin: Smart Beta, Quant Funds and other Non- Traditional Index Funds
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to inform investors about features and potential risks of non-traditional index funds.
Investor Bulletin: Index Funds
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to provide investors basic information about index funds.
Investor Bulletin: How to Select an Investment Professional
Investor Bulletin: Investment Clubs
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to answer some common questions investors ask us about investment clubs.
Investor Bulletin: Investment Adviser Sponsored Wrap Fee Programs
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to provide investors information about investment adviser sponsored wrap fee programs. This bulletin provides basic information about wrap fee programs and some questions to consider asking your investment adviser before choosing to open an account in a wrap fee program.