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Selected Press Releases

Money Returning to Investors Harmed by Unregistered Broker

03/09/2016

The Securities and Exchange Commission today announced that a Cyprus-based company has agreed to pay $11 million to settle charges that it illegally sold binary options to U.S. investors. A judge signed a court order late yesterday authorizing the distribution of this money to harmed investors through a Fair Fund.Read more

Insider Traders Returning Illegal Profits and Kickbacks

03/09/2016

The Securities and Exchange Commission today announced that a Florida man trading on inside information ahead of a pharmaceutical company merger and a friend who tipped him have agreed to settle enforcement actions against them.Read more

SEC: Tech Company Misled Investors About Key Product

03/09/2016

The Securities and Exchange Commission today announced that a developer of technologies for touchscreen devices has agreed to pay $750,000 to settle charges that it misled investors about the production status and sales agreements for a key product.Read more

SEC Announces Charges Against Unregistered Fund Manager Accused of Hiding Criminal Past

03/08/2016

The Securities and Exchange Commission today announced fraud charges against an unregistered fund manager accused of hiding his checkered past while providing false and misleading data to investors and an independent research firm.Read more

SEC Awarding Nearly $2 Million to Three Whistleblowers

03/08/2016

The Securities and Exchange Commission today announced the payment of almost $2 million to three whistleblowers. Read more