Skip to content

Font size: A- | A | A+

Investor.gov Logo for Print
Press Alt + shift + h then Enter to skip to secondary navigation. Mac users press Control + shift + h

Selected Press Releases

SEC: Navistar International and Former CEO Misled Investors About Advanced Technology Engine

03/31/2016

The Securities and Exchange Commission today charged Navistar International Corp. with misleading investors about its development of an advanced technology truck engine that could be certified to meet U.S. emission standards.Read more

SEC: Biotech Venture Capitalist Stole Investor Funds for Personal Use

03/30/2016

The Securities and Exchange Commission today announced that a San Francisco-based biotech venture capitalist has agreed to settle charges that he siphoned money from a fund managed by his firm in order to prop up other struggling businesses he owned and finance his lavish lifestyle.Read more

Former TV Commentator Settles Penny Stock Fraud Charges

03/29/2016

The Securities and Exchange Commission today announced that a former market analyst and TV news commentator has agreed to settle charges that he and his company fraudulently promoted a penny stock to investors. Read more

SEC: Biotech Company Misled Investors About New Drug's Status With FDA

03/29/2016

The Securities and Exchange Commission today announced fraud charges against a Massachusetts-based biotech company and three former executives for misleading investors about the company’s efforts to obtain Food and Drug Administration (FDA) approval for its flagship developmental drug to treat kidney cancer.Read more

Securities Professional Charged With Defrauding Institutional Investors Shell Company Name Was Deceptively Similar to a Legitimate Fund

03/28/2016

The Securities and Exchange Commission today charged a New York-based securities professional with defrauding two institutions he solicited to invest in a shell company he controlled whose name was deceptively similar to that of a legitimate private equity fund. Read more