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Selected Press Releases

SEC: Town Officials in New York Hid Financial Troubles From Bond Investors

04/14/2016

The Securities and Exchange Commission today announced fraud charges against Ramapo, N.Y., its local development corporation, and four town officials who allegedly hid a deteriorating financial situation from their municipal bond investors. Read more

SEC Case Freezes Assets of Ski Resort Steeped in Fraudulent EB-5 Offerings

04/14/2016

The Securities and Exchange Commission today announced fraud charges and an asset freeze against a Vermont-based ski resort and related businesses allegedly misusing millions of dollars raised through investments solicited under the EB-5 Immigrant Investor Program. Read more

SEC: Research Analyst Is Insider Trading in Mother’s Brokerage Account

04/13/2016

The Securities and Exchange Commission today announced insider trading charges against a research analyst who allegedly reaped more than $1.5 million in February through trades he made in his mother’s brokerage account based on nonpublic information he learned at work.Read more

SEC: Company Misled Investors About Energy-Efficient Technology

04/11/2016

The Securities and Exchange Commission today announced fraud charges against a Texas-based technology company and its founder accused of boosting stock sales with false claims about a supposedly revolutionary computer server and big-name customers purportedly placing orders to buy it. Read more

SEC Charges Four in Fraudulent “Free Dinner” Scheme

04/04/2016

The Securities and Exchange Commission today announced that it has charged four individuals in a fraud whose victims included seniors who were solicited at “free dinner” investment seminars in Florida. Read more