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Fraud Case Studies
Below you’ll find fact patterns (using entirely fictional people) that illustrate several different types of securities fraud.
Aiesha lives in Brooklyn, NY, and is active in her church. Last June, she was approached by a fellow church member about an investment opportunity that he said was too good to miss.
John was enjoying his retirement in Florida. Looking for ways to stretch his retirement savings, he attended a free seminar sponsored by an independent “financial education” firm.