When it comes to finding a financial professional that is right for you, it’s important that you understand the key features of the relationship so you can make the best decision. In these short videos, former Chairman Jay Clayton explains the key differences between broker-dealers and investment advisers.
Investing Quiz – September 2021
Test your knowledge on common investing terms and strategies and current investing topics.
Digital Asset and “Crypto” Investment Scams
Read our investor alert to learn the warning signs of investment schemes involving digital assets and “crypto.”
Be on the Lookout for Investment Scams Related to Hurricane Ida
Individuals, including those receiving lump sum insurance payouts, should be extremely wary of potential investment scams.