Selected Press Releases

March 1, 2011
Washington, DC, March 1, 2011 – The Securities and Exchange Commission today announced insider trading charges against a Westport, Conn.-based business consultant who has served on the boards of...
February 18, 2011
Washington, D.C., February 18, 2011 — The Securities and Exchange Commission today charged a group of seven individuals who perpetrated a fraudulent pump-and-dump scheme in the stock of a sham...
January 27, 2011
Washington, D.C., January 27, 2011 — The Securities and Exchange Commission today announced that it has published a staff study recommending steps to help investors better access information about...
January 27, 2011
Washington, D.C., January 27, 2011 — The Securities and Exchange Commission today announced that it has published a staff study recommending steps to help investors better access information about...
January 22, 2011
Washington, D.C., Jan. 22, 2011 — The Securities and Exchange Commission submitted to Congress a staff study recommending a uniform fiduciary standard of conduct for broker-dealers and investment...
January 10, 2011
Washington, D.C., Jan. 10, 2011 — The Securities and Exchange Commission today charged additional individuals and entities in its SEC v. Galleon insider trading case, including a New York hedge fund...
January 6, 2011
Washington, D.C., Jan. 6, 2011 — The Securities and Exchange Commission today announced that a Long Island, N.Y.-based broker has agreed to settle charges against him for defrauding a congregation of...

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