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Selected Press Releases

SEC Charges Former Executive with Insider Trading On Nonpublic Information Obtained as Part of Professional Group

04/22/2013

Washington, D.C., April 22, 2013 — The Securities and Exchange Commission today charged a former corporate executive living in South Florida with insider trading based on confidential information that he learned as part of a professional organization.Read more

George Canellos and Andrew Ceresney Named Co-Directors of Enforcement

04/22/2013

Washington, D.C., April 22, 2013 — The Securities and Exchange Commission today announced that Acting Director George Canellos and former federal prosecutor Andrew Ceresney have been named Co-Directors of the Division of Enforcement.Read more

SEC Charges Chicago-Based Investment Adviser with Defrauding CalPERS and Other Clients

04/18/2013

Washington, D.C., April 18, 2013 — The Securities and Exchange Commission today charged the CEO of Chicago-based investment advisory firm Simran Capital Management with lying to the California Public Employees' Retirement System (CalPERS) and other current and potential clients about the amount of money managed by the firm.Read more

SEC Charges Canada-Based Investment Banker with Insider Trading

04/16/2013

Washington, D.C., April 16, 2013 — The Securities and Exchange Commission today charged an investment banker in Toronto with insider trading by using information that he obtained through his job of pitching investment ideas to the Canada Pension Plan Investment Board (CPPIB).Read more

SEC Charges Two Arizona-Based Brokers with Defrauding Investors in Tankless Water Heater Venture

04/16/2013

Washington, D.C., April 16, 2013 — The Securities and Exchange Commission today charged two former brokers in Arizona with stealing investments in a project to develop tankless water heaters.Read more