Skip to content

Font size: A- | A | A+

Investor.gov Logo for Print
Press Alt + shift + h then Enter to skip to secondary navigation. Mac users press Control + shift + h

Selected Press Releases

SEC Charges Operator of Miami-Dade County’s Largest Hospital With Misleading Investors About Financial Condition

09/13/2013

Washington D.C. — The Securities and Exchange Commission today charged the operator of the largest hospital in Miami-Dade County with misleading investors about the extent of its deteriorating financial condition prior to an $83 million bond offering.Read more

SEC Halts Florida-Based Prime Bank Investment Scheme

09/09/2013

Washington D.C. — The Securities and Exchange Commission today announced charges and an emergency asset freeze against a Miami-based attorney and other perpetrators of a prime bank investment scheme that promised exorbitant returns from a purported international trading program.Read more

SEC Charges Former Vice President of Investor Relations With Violating Fair Disclosure Rules

09/06/2013

Washington D.C. — The Securities and Exchange Commission today charged the former head of investor relations for a Tempe, Ariz.-based solar energy company with violating rules requiring fair disclosure of information when he alerted certain analysts and investors about an upcoming major development.Read more

Thailand-Based Trader Agrees to Pay $5.2 Million to Settle Insider Trading Case

09/05/2013

Washington D.C. — The Securities and Exchange Commission today announced that a Bangkok-based trader whose U.S. brokerage account was frozen in an SEC emergency action in June has agreed to pay $5.2 million to settle charges that he traded on inside information in advance of a public announcement about a proposed acquisition of Smithfield Foods by a firm in China.Read more

SEC Rewards Three Whistleblowers Who Helped Stop Sham Hedge Fund

08/30/2013

The Securities and Exchange Commission today announced that three whistleblowers have been awarded more than $25,000 combined for tips and information they provided to help the SEC and Justice Department stop a sham hedge fund.Read more