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Selected Press Releases

SEC Charges Two Men With Insider Trading on Confidential Information From Their Wives

03/31/2014

The Securities and Exchange Commission today announced two separate cases against men who profited by insider trading on confidential information they learned from their wives about Silicon Valley-based tech companies. Read more

SEC Halts Pyramid Scheme Targeting Asian and Latino Communities

03/28/2014

The Securities and Exchange Commission today announced charges and asset freezes against the operators of a worldwide pyramid scheme targeting Asian and Latino communities in the U.S. and abroad. Read more

SEC Announces Fraud Charges Against Coal Company and CEO for False Disclosures About Management

03/27/2014

The Securities and Exchange Commission today announced fraud charges against a Seattle-headquartered coal company and its founder for making false disclosures about who was running the company.Read more

Protecting the Retail Investor

03/21/2014

Chair Mary Jo White, Consumer Federation of America, 2014 Consumer AssemblyRead more

SEC Announces Charges Against Brokers, Adviser, and Others Involved in Variable Annuities Scheme to Profit From Terminally Ill

03/13/2014

Washington D.C. — The Securities and Exchange Commission today announced enforcement actions against a pair of brokers, an investment advisory firm, and several others involved in a variable annuities scheme to profit from the imminent deaths of terminally ill patients in nursing homes and hospice care.Read more