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Investor Bulletins

Investor Bulletin: 10 Things to Know About Receivers

08/27/2015

The Securities and Exchange Commission’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help investors understand the role of receivers in SEC cases. Read more

Investor Bulletin: An Introduction to the U.S. Securities and Exchange Commission – Organization and Mission

08/20/2015

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to provide investors with a general overview of the SEC’s mission, responsibilities, and organizational structure.Read more

Investor Bulletin and Consumer Advisory: Planning for Diminished Capacity and Illness

06/01/2015

The SEC’s Office of Investor Education and Advocacy and the CFPB’s Office for Older Americans are issuing this bulletin to help investors and consumers understand the potential impact of diminished capacity on their ability to make financial decisions and to encourage investors and consumers to plan for possible diminished financial capacity well before it happens.Read more

Investor Bulletin: Bankruptcy for a Public Company

03/31/2015

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about what happens when a publicly traded company declares bankruptcy.Read more

Investor Bulletin: An Introduction to Options

03/18/2015

The SEC’s Office of Investor Education is issuing this investor bulletin to help educate investors about the basics, including some of the potential risks, of options trading. Options trading may occur in a variety of securities marketplaces and may involve a wide range of financial products, from stocks to foreign currencies. This bulletin focuses on the basics of trading listed stock options.Read more