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Investor Alerts

Updated Investor Alert: SEC Warns of Government Impersonators

05/11/2015

SEC staff is issuing this updated Investor Alert because we are aware of continuing fraudulent solicitations that purport to be affiliated with or sponsored by the Securities and Exchange Commission.Read more

Investor Alert: Automated Investment Tools

05/08/2015

The SEC’s Office of Investor Education and Advocacy (OIEA) and the Financial Industry Regulatory Authority, Inc. (FINRA) are issuing this alert to provide investors with a general overview of automated investment tools.Read more

Updated Investor Alert: Beware of Companies Using the SEC Seal

04/03/2015

The SEC’s Office of Investor Education and Advocacy is issuing this updated Investor Alert to help investors identify fraudsters’ unauthorized use of the SEC seal as a way to convince prospective customers that a fraud, including an advance-fee loan scam, is legitimate.Read more

Investor Alert: “Prime Bank” Investments Are Scams

02/05/2015

The SEC’s Office of Investor Education and Advocacy (OIEA) is issuing this Investor Alert to warn investors about fraudulent investment schemes involving purportedly high-yield, risk-free international finance programs.Read more

Investor Alert: Investment Scams Involving Ebola-Related Companies

11/20/2014

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to warn investors about investment scams involving companies that claim their products or services relate to Ebola.Read more